SERC

Certification

The purpose of a certification is to evaluate the competency of Entities that apply to register or are registered to perform the primary reliability responsibilities inherent to the functions of Balancing Authority (BA), Reliability Coordinator (RC), and Transmission Operator (TOP), and meet or exceed minimum criteria set forth in the NERC Rules of Procedure 

Section 500 and Appendix 5A. Implementation of the SERC certification process shall ensure that an organization not already performing the function of BA, RC, or TOP has the tools, processes, training, and procedures that demonstrate its capability to perform effectively the tasks as required by the applicable Reliability Standards for each of the function(s) for which it is applying. In addition, the process will validate the Entity’s ability to become certified and then operational.

Coordinated Oversight

Technical Feasibility Exception

Risk Management

Risk Awareness & Oversight

Assessment & Self-Report

Enforcement

Registration & Certification

Certification Aligned with NERC Rules of Procedure

SERC shall perform all organization certifications in accordance with the NERC Rules of Procedure, Section 500, Appendix 5A – Organization Registration and Organization Certification Process Manual. The processes and procedures described therein will be applied for certifications, with an appropriately scoped evaluation effort, including team composition and onsite visits, as needed.

Certification Process

The Certification Process should be initiated minimally 4 to 6 months prior to activation of the operational change for both new and currently registered entities.  Entities (new and existing) should complete the SERC Certification Notification & Preliminary Questionnaire (accessed in Quick Links) and submit to SERCregistration@serc1.org 

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